The Securities and Exchange Commission today announced that Kurt Hohl, with nearly 40 years of accounting and auditing experience, has been named Chief Accountant,
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SEC Names Erik Hotmire as Chief External Affairs Officer and Director of the Office of Public Affairs
The Securities and Exchange Commission today announced that Erik Hotmire will return to the SEC as Chief External Affairs Officer and Director of the
Brian Daly Named Director of Division of Investment Management
The Securities and Exchange Commission today announced that investment management industry leader Brian T. Daly will become the new Director of the Division of
SEC Names Jamie Selway as Director of Trading and Markets
The Securities and Exchange Commission today announced the appointment of Jamie Selway, an accomplished financial markets leader, as Director of the Division of Trading
Further Extension of Form PF Amendments Compliance Date
The Securities and Exchange Commission, together with the U.S. Commodity Futures Trading Commission, today voted to extend the compliance date until Oct. 1, 2025,
SEC Announces Agenda and Panelists for Roundtable on Executive Compensation Disclosure Requirements
The Securities and Exchange Commission today announced the agenda and panelists for the June 26, 2025, roundtable on executive compensation. The roundtable will be
Natasha Vij Greiner Will Conclude Her Tenure as Director of Investment Management
The Securities and Exchange Commission today announced that Natasha Vij Greiner, Director of the Division of Investment Management, will depart the agency effective July
SEC to Resume Processing of Registration Applications From Swiss-Based Investment Advisers
The Securities and Exchange Commission announced today that it will immediately resume processing new and pending registration applications of investment advisers with their principal