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SEC Direct

SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation Crowdfunding

October 14, 2026
Posted By: techrossm

The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, October 27, 2026, at 10 a.m.

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SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds

October 9, 2026
Posted By: techrossm

The Securities and Exchange Commission today proposed amendments to the Investment Company Act “cross-trading rule,” which permits transactions in securities between a registered fund

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